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Securities and Exchange Commission

New Rules Coming to Protect Investors Will Have Significant Impact on...

On Tuesday, the US Securities and Exchange Commission (SEC) will end a 60-day comment period on proposed rules for special purpose acquisition companies (SPACs)....
Dutch Bros

Dutch Bros Wants $3.3B IPO Valuation

Consumers increasingly want their morning caffeine fix from the comfort of their car. Coffee quick-service restaurant (QSR) chain Dutch Bros. is aiming to raise...
DOJ

SEC, DOJ Antitrust Division Sign Memorandum Of Understanding

The SEC and the Department of Justice's antitrust division stated Monday, June 22, they have joined forces to enhance competition in the securities industry. While the...

US: SEC rules NYSE and Nasdaq did not justify data fee...

The Securities and Exchange Commission ruled on Tuesday that the New York Stock Exchange andNasdaq did not justify previous market data fee increases, in...

US: SEC settles with Musk and Tesla

Two days after the Securities and Exchange Commission (SEC) sued Elon Musk for securities fraud related to misleading tweets about Tesla, Musk and Tesla...

US: Dental supplies companies settle SEC antitrust suit

According to a filing with the Securities and Exchange Commission (SEC) signed by Henry Schein’s General Counsel, Henry Schein, Patterson Companies, and Benco Dental...

US: Icahn changes mind on Cigna’s US$52b Express deal

Billionaire investor Carl Icahn now says he will support Cigna’s proposed purchase of Express Scripts, citing recommendations of two influential proxy advisors who came...

UK: Facebook charged maximum fine by information commissioner

Facebook was hit with a US$660,000 fine, the maximum allowed, by the British Information Commissioner’s Office over its data scandal with now-defunct political consulting...

US: Expanded Federal probe hurts Facebook

Following news that the US government probe into the Facebook data breach connected with Cambridge Analytica has widened, shares of the company dropped 2%...

US: Supreme Court narrows whistleblower definition

The US Supreme Court sharply limited the legal protections for corporate whistleblowers on Wednesday, February 21, reported the Wall Street Journal. They ruled that...
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