Home Tags Securities and Exchange Commission

Tag: Securities and Exchange Commission

Crypto

SEC, CFTC Weigh New Hedge Fund Crypto Regulations

Federal regulators are set to issue a proposal that would — among other things — require large hedge funds to reveal their cryptocurrency exposure. The...
Twitter

US SEC Looking Into Musk’s Twitter Stake Purchase

The US Securities and Exchange Commission (SEC) is looking into Tesla Chief Executive Officer Elon Musk's disclosure of his stake in Twitter in early...
Twitter

Musk Faces SEC Probe For Belated Disclosure Of Twitter Stake

US regulators are investigating Elon Musk's delayed disclosure of his sizable stake in Twitter last month, the Wall Street Journal reported on Wednesday, citing...
Dutch Bros

Dutch Bros Wants $3.3B IPO Valuation

Consumers increasingly want their morning caffeine fix from the comfort of their car. Coffee quick-service restaurant (QSR) chain Dutch Bros. is aiming to raise...
Securities and Exchange Commission

SEC Fines Pearson For Misleading Investors

Pearson has agreed to pay US$1 million to settle charges from US securities regulators that it knowingly misled investors and downplayed the severity of...
GameStop

Regulators Probe Market Amid Rising Meme Stocks

Market swings and the surging prices of meme stocks have caught the attention of the US Securities and Exchange Commission (SEC), Bloomberg reported on Monday, April...

US: Twitter considers ad ban on cryptos

Twitter looks to be following in Facebook and Google’s footsteps as it prepares to prohibit cryptocurrency ads on its site. According to Sky News, the...

US: Tyson reveals subpoena linked to alleged price fixing from the...

Tyson Foods disclosed on Monday it had received a subpoena from Securities and Exchange Commission that it said likely stemmed from allegations the company...

Regulating the Credit Rating Agencies? Less Would Be More

This article is part of a Chronicle. See more from this Chronicle Lawrence White, Jan 28, 2014 The three major credit rating agencies -Moody's, Standard &...

The Extraterritorial Scope of the FCPA as Addressed in New Government...

Beth France, Greta Lichtenbaum, Dec 12, 2012 On November 14, 2012, the Department of Justice ("DOJ") and the Securities and Exchange Commission ("SEC") released FCPA:...
Enable Notifications    OK No thanks